Licences & Regulatory Information

Company Name: Dartpinfx Finance Limited
Registered Office: 27 Threadneedle Street, London, EC2R 8AY, United Kingdom
Company Registration Number: 09876543 (Companies House, UK)
Legal Status: Private Limited Company (Ltd)
FCA Firm Reference Number: 543210/2024

1. Regulatory Authorisation

Dartpinfx Finance Limited is authorised and regulated by the Financial Conduct Authority (FCA) under the following regulatory frameworks:

Financial Services Licensing

Electronic Money & Payment Services

• Regulated under the Electronic Money Regulations 2011

• Authorised by the FCA to issue e-money and provide payment services

• FCA Registration Number: 543210/2024

Anti-Money Laundering (AML) Compliance

• Registered under the UK Money Laundering Regulations 2023

• Compliant with Know Your Customer (KYC) and AML obligations

• Reports suspicious activities to the UK National Crime Agency (NCA)

Data Protection & Privacy

• Fully compliant with the UK Data Protection Act 2018 and General Data Protection Regulation (GDPR)

• Registered with the Information Commissioner’s Office (ICO)

• ICO Registration Number: ZA789654

2. Investment & Trading Services

Dartpinfx Finance Limited offers investment services in accordance with the Financial Services and Markets Act 2000 (FSMA).

Trading & Investment Services

• Authorised to provide investment-related services under FCA guidelines

• Does not provide personal investment advice or discretionary fund management

Risk Disclosure

• All investment products carry risks, and customers should assess their financial position before trading

• Customers are encouraged to read our Risk Disclosure Statement

3. Insurance & Consumer Protection

Dartpinfx Finance Limited does not provide direct insurance services but may offer insurance-related products through licensed third-party providers.

• Insurance products are arranged in compliance with Financial Conduct Authority (FCA) guidelines

• Customers purchasing insurance-related services will receive full policy documentation and terms from the relevant provider

4. Customer Rights & Complaint Handling

Dartpinfx Finance Limited is committed to fair and transparent financial services. Customers have the right to:

✔️ Access and review all applicable licensing and regulatory disclosures
✔️ Submit complaints regarding services, which will be handled in line with FCA consumer protection rules
✔️ Escalate unresolved disputes to the Financial Ombudsman Service (FOS)

5. Legal Disclaimers

• Dartpinfx Finance Limited is not a bank and does not offer banking services.

• Certain services, such as commodity trading, may not be regulated by the FCA.

• Customers must ensure they comply with local laws when using our services outside the United Kingdom.